Governance Risk & Compliance

Governance, Regulatory, and Compliance Risk Management

Strategic risk management consulting including governance, regulatory, and compliance for clients (including for profit, non-profit, middle market, and Fortune 500), internal operating units, and outside stakeholders is another area of service that I have been providing for nearly twenty (20) years.

Examples of services and solutions include:

  • Customized software development and implementation to measure levels of compliance with regards to standards and processes associated with governance and regulatory mandates
  • Designing and managing team based risk management projects to meet and address the vision, needs, and goals of clients
  • Leveraging team technical talent to deliver high-quality client solutions 
  • Providing  analytical support for risk management, strategic planning, business decision making, and business process improvement initiatives
  • Designing and implementing risk management systems including framework development, training and education, risk metric selection, risk identification, risk quantification, risk assessment, mitigation, treatment, management, and optimization
  • Designing and implementing business continuity planning and the development and assessment of best practices
  • Supporting both high-visibility risk programs operating in complex regulatory, political, and functional environments and main street business
  • Performing quantitative risk assessment and analysis using methodologies, including qualitative or quantitative integration
  • Developing innovative risk analysis and risk financing techniques
  • Collaborating with subject matter experts and other stakeholders to facilitate risk identification, analysis, management, and performance metrics
  • Integrating technical and risk performance impacts in the analysis of baseline cost and time estimates
  • Training, education, writing, and presenting on strategic formalized risk management techniques and frameworks including: 
  • ISO 31000 – Enterprise Risk Management
  • Committee of Sponsoring Organizations of the Treadway Commission (COSO)
  • The Australian and New Zealand Standard on Risk Management Standard AS/NZS 4360:2004
  • BS 25999 Business Continuity Planning
  • Sarbanes Oxley
  • Other regulatory, compliance, and governance standards

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